McCaulay's Series 63 Practice Exams and Study Guide for the Uniform Securities Agent State Law Examination

by Brand: Createspace Independent Publishing Platform

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Product ID: 752611


  • Used Book in Good Condition
  • McCaulay's Series 63 will help investment professionals pass the Uniform Securities Agent State Law Examination. The
    book contains four practice exams and a study guide. The sample questions are the type that are most likely to appear
    on the Series 63 test and are in the same format as those on the exam. The questions are straightforward multiple
    choice questions with four choices and one best answer. Part I of this book contains the sample exams with a total of
    240 questions, the equivalent of four complete 60-question Series 63 tests. Each 60-question practice test is followed
    by the answer key. After the answer key, the practice exam is displayed with the answers shown. The questions by topic
    are in the same proportion as the topic weightings on the Series 63 test Part II of this book has a study guide in
    outline form. There is a section for each topic covered on the Series 63 test, including state securities acts and
    related rules and regulations (60% of the exam) and ethical practices and fiduciary obligations (40% of the exam).